Distributor

INFORMATION

REGARDING PEKAO FINANCIAL SERVICES SPÓŁKA Z OGRANICZONĄ ODPOWIEDZIALNOŚCIĄ (LIMITED LIABILITY COMPANY)
AS A DISTRIBUTOR OF INVESTMENT FUNDS PARTICIPATION UNITS

(drawn up in accordance with the Regulation of the Minister of Development and Finance of March 23, 2017 on the activity of entities acting as third-party distributors in the sale and redemption of participation units and participation titles, as well as in the investment advice in relation to such financial instruments Journal of Laws of 2017, item 769).

 

Pekao Financial Services Spółka z ograniczoną odpowiedzialnością (limited liability company) with registered office in Warsaw, hereinafter referred to as „Pekao FS”, distributes units of investment funds managed by following investment fund companies:

  • Pekao TFI S.A.
  • Esaliens TFI S.A.
  • Generali Investments CEE

 

Permit

Third-party distribution of participation units is conducted on the basis of permit No. DFN1-4051-167/01 issued by the Securities and Exchange Commission on November 20, 2001.

 

Channels of Client’s communication with Pekao FS

1) regarding investment funds managed by Pekao TFI S.A.:

  • by correspondence and personally at the Pekao FS’s address: Postępu 21, 02-676 Warszawa,
  • via telephone: 801 641 641, (+48 22) 640 40 40, (+48 22) 640 48 40,
  • via fax: (+48 22) 640 48 15,

2) regarding investment funds managed by Esaliens TFI S.A.:

  • by correspondence to the Pekao FS’s address: ul. Postępu 21, 02-676 Warszawa,
  • via telephone: 801 12 22 12, (+48 22) 640 06 44, (+48 22) 310 96 44, (+48 22) 640 06 40 (+48 22) 310 96 40,
  • via fax: (+48 22) 640 06 43, (+48 22) 310 96 43,

3) regarding investment funds managed by Generali Investment CEE

  • by correspondence and personally at the Pekao FS’s address: Postępu 21, 02-676 Warszawa,
  • via telephone: (+48 22) 640 09 84.
  • via e-mail: generaliinvestcee@pekao-fs.com.pl

 

Conveying of orders placed by Clients

1) regarding investment funds managed by Pekao TFI S.A.:

  • personally at the Pekao FS’s seat address: ul. Postępu 21, 02-676 Warszawa,
  • via telephone: 801 641 641, (+48 22) 640 40 40, (+48 22) 640 48 40 in the framework of TeleFunduszePekao System,
  • via fax number: (+48 22) 640 48 15 (in regard to Employee Savings Plan and Housing Plan)
  • via Internet through eFunduszePekao Service (https://eFunduszePekao.pekao-fs.com.pl);

Any specific information relating to acceptance of orders by Pekao FS is included in information prospectuses of investment funds, available on wwwpekaotfi.pl, in the „Dokumenty funduszy” tab..

2) regarding investment funds managed by Esaliens TFI S.A.:

  • via telephone: 801 12 22 12, (+48 22) 640 06 44, (+48 22) 310 96 44, (+48 22) 640 06 40 (+48 22) 310 96 40,

Any specific information relating to acceptance of orders by Pekao FS is included in information prospectuses of investment funds, available on www.esaliens.pl

3) regarding investment funds managed by Generali Investments CEE:

  • Personally at the Pekao FS’s seat address – ul. Postępu 21, 02-676 Warszawa: participation units sale orders, termination of investment fund participation agreement, statements of tax residence.

 

Basic scope of services

- collecting Clients’ orders and other statements of intent related to participation in investment funds, including those placed by telephone, fax, mail and communication system via Internet,

- conveying orders placed by Clients, including Client order information in the form of electronic files, to the entity keeping the register of investment fund participants,

- handling complaints filed by Clients related to the conducted business.

 

Complaints

Complaints made by Clients in relation to the activities of Pekao FS may be lodged by correspondence at the Pekao FS’s address:  ul. Postępu 21, 02-676 Warszawa and:

1) regarding investment funds managed by Pekao TFI S.A.:

  • personally at the Pekao FS’s seat address: ul. Postępu 21, 02-676 Warszawa
  • via telephone: 801 641 641, (+48 22) 640 40 40, fax: (+48 22) 640 48 15

2) regarding investment funds managed by Esaliens TFI S.A.:

  • via telephone: 801 12 22 12, (+48 22) 640 06 40, (+48 22) 310 96 40,

3) regarding investment funds managed by Generali Investments CEE:

 

Replies to complaints are issued within 30 days of the day they are received, with the exception of particularly complex matters, in the case of which the waiting period may be longer, over which the Client will be informed.

 

Conflict of interest

Pekao FS has implemented and applies a policy aimed at preventing conflicts of interest.

The policy indicates circumstances that bring about or may bring about a rise of conflict between the interests of Pekao FS and the Client related to significant risk of infringement of the Client’s interest. It also defines means and procedures for managing conflicts of interest.

In circumstances where Pekao FS’s organization or internal regulations fail to ensure non-infringement of the Client’s interests in instances when conflict of interest does arise, information about the existing conflict will be disclosed to the Client prior to accepting his/her order.

 Detailed information is available upon Client’s request.

 

Expenses and fees

The Client incurs expenses related to participation unit transactions – handling fee, redemption fee and management fee – to the amount indicated by investment fund companies in their information prospectuses and in Key Investor Information of particular investment funds. Income tax is collected on earnings generated by participation in investment funds.

Additionally, you can find below the adequacy test prepared in cooperation of Chamber of Fund and Asset Managers (IZFiA), based on provisions of the Ordinance of Ministry of Development and Finance, dated July 20, 2017 on the method, procedure and operating condition for investment fund companies (Journal of Laws of 2017, item 1444), on the basis of which Pekao FS testes and assesses whether the investment in the fund is suitable for the Client.

 

Warning!

Filling out the form below is not tantamount with making by Pekao FS assessing whether an investment in the fund is suitable for the Client, so the result should be considered only in terms of information.

Principles for the test evaluation are placed at the end.

pdf Adequacy Test